Tax Preparer Permits & Licenses in Fargo, ND

Complete guide to permits and licenses required to start a tax preparer in Fargo, ND. Fees, renewal cycles, and agency contacts.

Certificate of Authority (LLC Registration)

North Dakota Secretary of State
Required
Fee: $135.00-$135.00
Renewal: one time
Type: registration

Required for all LLCs to form and operate legally in ND. Annual report required separately. Fee from NDCC 10-31-12.

Annual Report

North Dakota Secretary of State
Required
Fee: $50.00-$50.00
Renewal: annual
Type: registration

All LLCs must file annual report with Secretary of State. Online filing available.

IRS Tax Classification & Filing Obligations for LLC

Internal Revenue Service (IRS)
May Apply
Renewal: annual
Type: filing

LLC members must file the appropriate federal income tax return based on the elected classification. The LLC may also need to file Form 8832 to change classification.

Quarterly Federal Employment Tax Returns (Form 941)

Internal Revenue Service (IRS)
May Apply
Renewal: varies
Type: filing

Even if no taxes are due for a quarter, a zero return must be filed.

Annual Federal Unemployment Tax Act (FUTA) Return (Form 940)

Internal Revenue Service (IRS)
May Apply
Renewal: annual
Type: filing

FUTA applies to most employers; the first $7,000 of each employee’s wages is taxable.

Annual Information Returns – Form 1099‑NEC

Internal Revenue Service (IRS)
May Apply
Fee: $0.50-$0.50
Renewal: annual
Type: filing

Tax preparers often pay independent contractors (e.g., freelance accountants) and must issue 1099‑NEC.

Occupational Safety and Health Administration (OSHA) General Industry Standards

Occupational Safety and Health Administration (OSHA)
May Apply
Renewal: one time
Type: permit

Office environments are covered by OSHA’s General Industry standards (e.g., ergonomics, emergency exits).

Americans with Disabilities Act (ADA) – Title III Public Accommodation Requirements

U.S. Department of Justice, Civil Rights Division
May Apply
Renewal: one time
Type: permit

Tax preparer offices must be accessible to individuals with disabilities (e.g., wheelchair access, auxiliary aids).

Assumed Name (DBA) Registration

North Dakota Secretary of State
May Apply
Fee: $25.00-$25.00
Renewal: one time
Type: registration

Required if business uses a name different from official LLC name. Renews with annual report.

Sales Tax License (Seller's Permit)

North Dakota Office of State Tax Commissioner
May Apply
Fee: $0.00-$0.00
Renewal: one time
Type: registration

Tax preparers typically do not sell taxable items, but required if applicable (e.g., selling tax software).

Withholding Tax Account Registration

North Dakota Office of State Tax Commissioner
May Apply
Fee: $0.00-$0.00
Renewal: one time
Type: registration

Required for LLCs with ND employees. Quarterly/annual filing required.

Preparer Tax Identification Number (PTIN)

Internal Revenue Service (IRS)
May Apply
Fee: $35.95-$35.95
Renewal: annual
Type: registration

All paid tax return preparers must have a valid PTIN. The PTIN is linked to the individual preparer, not the LLC, but the business must ensure each preparer is PTIN‑registered.

North Dakota Sales and Use Tax Permit

North Dakota Office of the State Tax Commissioner
May Apply
Fee: $0.00-$0.00
Renewal: one time
Type: registration

Tax preparers typically do not collect sales tax on federal or state tax preparation services in North Dakota, as professional services are generally not subject to sales tax unless tied to tangible goods. However, if the business sells tax software, forms, or other taxable items, registration is required.

North Dakota Income Tax Withholding Registration

North Dakota Office of the State Tax Commissioner
May Apply
Fee: $0.00-$0.00
Renewal: one time
Type: registration

Employers must withhold North Dakota income tax from employee wages and remit it to the state. Registration is done via the Tax Application (Form 51) through the ND Tax portal.

North Dakota Unemployment Insurance Tax Registration

North Dakota Job Service
May Apply
Fee: $13000.00-$13000.00
Renewal: one time
Type: registration

All employers with employees in North Dakota must register for unemployment insurance tax. New employers pay a standard rate for the first few years until experience rating is established.

North Dakota Annual Franchise Tax (for LLCs)

North Dakota Secretary of State
Required
Fee: $50.00-$50.00
Renewal: one time
Type: filing

All LLCs in North Dakota must file an Annual Report and pay a $50 franchise tax by April 15 each year. This is not based on income but is a mandatory fee for maintaining active status.

Federal Employer Identification Number (EIN)

Internal Revenue Service (IRS)
Required
Fee: $0.00-$0.00
Renewal: one time
Type: registration

Required for all LLCs, regardless of employee status. Used for federal tax reporting, including income, employment, and excise taxes.

North Dakota Employer’s Annual Reconciliation (Form 51A)

North Dakota Office of the State Tax Commissioner
May Apply
Fee: $0.00-$0.00
Renewal: one time
Type: filing

Employers must file Form 51A annually to reconcile withheld state income taxes. This is in addition to federal Form W-2 reporting.

North Dakota Withholding Tax Payments

North Dakota Office of the State Tax Commissioner
May Apply
Renewal: one time
Type: filing

Frequency determined by the state based on prior-year withholding. Employers must deposit withheld taxes electronically via the ND Tax portal.

Federal Employment Taxes (Form 941, 940, W-2)

Internal Revenue Service (IRS)
May Apply
Fee: $0.00-$0.00
Renewal: one time
Type: filing

Federal requirements include quarterly Form 941 (income tax and FICA), annual Form 940 (FUTA), and W-2 issuance. These apply regardless of state-specific rules.

Local Business License or Privilege Tax

City or County Government
Required
Renewal: one time
Type: permit

City Business License (Fargo)

City of Fargo, ND
May Apply
Fee: $50.00-$100.00
Renewal: annual
Type: license

Required for all businesses; tax preparers classified under professional services

Home Occupation Permit (Fargo)

City of Fargo, ND
May Apply
Fee: $50.00-$50.00
Renewal: one time
Type: permit

Limits clients to 25% of floor area; no external signage; Fargo Municipal Code Chapter 20, Article IX

Zoning Compliance Verification (Fargo)

City of Fargo, ND
May Apply
Fee: $100.00-$200.00
Renewal: one time
Type: permit

Tax preparer offices permitted in C-1, C-2, C-3 zones; home occupation requires zoning approval

Sign Permit (Fargo)

City of Fargo, ND
May Apply
Fee: $10.00-$10.00
Renewal: one time
Type: permit

Fargo Municipal Code Chapter 20-17; electronic signs restricted

Building Permit for Interior Modifications

City of Fargo Inspections Division
May Apply
Fee: $100.00-$500.00
Renewal: one time
Type: permit

Required for office build-out exceeding minor repairs; Fargo Building Code based on 2021 IBC

Federal Trade Commission (FTC) advertising and consumer protection rules

Federal Trade Commission (FTC)
Required
Renewal: one time
Type: permit

Tax preparers must ensure all advertising (e.g., “maximum refund guarantee”) is truthful and not deceptive.

Department of Labor – Fair Labor Standards Act (FLSA) Wage & Hour Requirements

U.S. Department of Labor (DOL)
May Apply
Renewal: one time
Type: permit

Includes minimum wage, overtime, recordkeeping, and child labor rules.

Department of Labor – Form I‑9 Employment Eligibility Verification

U.S. Citizenship and Immigration Services (USCIS) under DOL
May Apply
Renewal: one time
Type: permit

All employers must verify identity and employment authorization of each new hire.

Department of Labor – Family and Medical Leave Act (FMLA) Coverage

U.S. Department of Labor (DOL), Wage and Hour Division
May Apply
Renewal: one time
Type: permit

Most small tax‑preparer LLCs will not meet the employee threshold, but the requirement is noted for completeness.

Federal Industry‑Specific Licenses (FDA, ATF, FCC, DOT, etc.)

Various Federal Agencies (FDA, ATF, FCC, DOT)
Required
Renewal: one time
Type: permit

Tax preparation is not regulated by FDA, ATF, FCC, DOT, or other sector‑specific federal licensing programs.

Biennial Report (LLC)

North Dakota Secretary of State
Required
Fee: $50.00-$50.00
Renewal: biennial
Type: filing

File online via the Secretary of State portal. Keep a copy of the filing confirmation for records.

North Dakota State Income Tax Return – Corporate (Form 20)

North Dakota Department of Revenue
Required
Renewal: annual
Type: filing

If the LLC is taxed as a corporation (elects C‑corp status), it must file ND Form 20. Estimated tax payments are due April 15, June 15, September 15, and December 15.

North Dakota Partnership Income Tax Return (Form 20‑P)

North Dakota Department of Revenue
May Apply
Renewal: annual
Type: filing

The partnership itself files Form 20‑P; individual members report their share on personal ND returns.

Federal Employer Identification Number (EIN) Renewal/Update

Internal Revenue Service
May Apply
Renewal: one time
Type: filing

Maintain current EIN information on all tax filings.

Federal Estimated Tax Payments (Form 1040‑ES, 1120‑ES, etc.)

Internal Revenue Service
May Apply
Renewal: varies
Type: permit

LLCs taxed as corporations use Form 1120‑ES; partnerships/sole proprietors use Form 1040‑ES.

North Dakota Unemployment Insurance (UI) Quarterly Wage Reporting

North Dakota Department of Labor and Human Rights
May Apply
Renewal: varies
Type: filing

File electronically via the ND UI portal. Maintain payroll records for at least 3 years.

North Dakota Workers’ Compensation Quarterly Reporting

North Dakota Workers' Compensation (NDWC)
May Apply
Renewal: varies
Type: filing

Submit reports and premium payments through the NDWC online portal.

North Dakota Sales Tax Permit (if taxable services are offered)

North Dakota Department of Revenue
May Apply
Renewal: annual
Type: license

Tax preparation services are generally non‑taxable, so most tax preparers will not need this permit.

Local Business License (city/county)

City of Fargo – Business Licensing Division (example; replace with actual municipality)
May Apply
Fee: $50.00-$50.00
Renewal: annual
Type: license

Check with the specific city or county clerk where the office is located.

North Dakota Minimum Wage & Labor Law Posters

North Dakota Department of Labor and Human Rights
May Apply
Renewal: one time
Type: permit

Include Minimum Wage, Unemployment Insurance, Workers’ Compensation, OSHA, and any other applicable state/federal posters.

Federal Continuing Education (for CPAs, Enrolled Agents, or PTIN holders)

Internal Revenue Service / American Institute of CPAs (AICPA) / North Dakota State Board of CPA
May Apply
Fee: $41.00-$41.00
Renewal: annual
Type: certificate

North Dakota CPAs must complete 40 CE hours every two years (including 4 hours ethics).

Record Retention – Tax Returns and Supporting Documents

North Dakota Department of Revenue
Required
Renewal: one time
Type: permit

IRS recommends keeping records for 3‑7 years depending on the type of document.

Fire Inspection Certificate (Commercial Occupancy)

City of Fargo, ND
May Apply
Fee: $75.00-$150.00
Renewal: annual
Type: permit

Fargo Fire Code (NFPA 1/101 adopted); includes exit lighting, extinguishers

Burglar Alarm Permit (Fargo)

City of Fargo, ND
May Apply
Fee: $40.00-$40.00
Renewal: annual
Type: permit

Registration required to avoid false alarm fees; Fargo Code Chapter 13-11

Cass County Business Registration

Cass County, ND
May Apply
Fee: $25.00-$25.00
Renewal: one time
Type: registration

No general county business license; zoning compliance required for home businesses

Bismarck Business License

City of Bismarck
May Apply
Fee: $100.00-$100.00
Renewal: annual
Type: license

All businesses including professional services; Bismarck City Ordinance 9-01

Home-Based Business Permit (Bismarck)

City of Bismarck, ND
May Apply
Fee: $75.00-$75.00
Renewal: one time
Type: permit

Max 1 non-resident employee; no client visits over 1/day; Bismarck Zoning Code 15-05

Burglary Alarm System Permit (Bismarck)

City of Bismarck, ND
May Apply
Fee: $50.00-$50.00
Renewal: annual
Type: permit

Required for all monitored systems; Bismarck Code Chapter 15-1901

Workers' Compensation Insurance

North Dakota State Water Commission (Administered by the North Dakota Workers’ Compensation Bureau)
May Apply
Fee: $500.00-$2000.00
Renewal: one time
Type: certificate

Sole proprietors with no employees are exempt. Owners who are the only employee may elect coverage but are not required.

General Liability Insurance

None (not state-mandated)
Required
Fee: $500.00-$1500.00
Renewal: one time
Type: certificate

North Dakota does not mandate general liability insurance for tax preparers, but many clients and banks request it as a risk‑management best practice.

Professional Liability (Errors & Omissions) Insurance

North Dakota Department of Insurance – Consumer Information
Required
Fee: $300.00-$300.00
Renewal: one time
Type: certificate

While not legally required, the ND Department of Revenue often expects tax preparers to maintain E&O coverage as part of the registration review process.

Tax Preparer Surety Bond

North Dakota Department of Revenue
May Apply
Fee: $5000.00-$5000.00
Renewal: one time
Type: certificate

Minimum bond amount is $5,000. The bond must be issued by a licensed surety and filed with the Department of Revenue as part of the tax‑preparer registration.

Commercial Auto Insurance

North Dakota Department of Transportation
May Apply
Fee: $1200.00-$2500.00
Renewal: one time
Type: certificate

North Dakota law requires any vehicle used for business to carry at least the state minimum liability coverage.

Product Liability Insurance

None
Required
Fee: $1000.00-$3000.00
Renewal: one time
Type: certificate

Tax preparers do not sell physical products; therefore product liability insurance is not required.

Liquor Liability Insurance

None
Required
Fee: $300.00-$1000.00
Renewal: one time
Type: certificate

Tax preparation services do not involve the sale or service of alcoholic beverages; liquor liability insurance is not required.

Employer Identification Number (EIN)

Internal Revenue Service (IRS)
Required
Fee: $0.00-$0.00
Renewal: one time
Type: registration

All LLCs that have employees, operate as a partnership, or are required to file any federal tax return must obtain an EIN.

Annual Federal Information Return – 1099/1096 (if applicable)

Internal Revenue Service
May Apply
Renewal: annual
Type: filing

Maintain copies of filed 1099s for at least 3 years.

Annual Federal Employment Tax Returns (Form 941) – if payroll is run

Internal Revenue Service
May Apply
Renewal: varies
Type: filing

Form 941 reports income tax withheld, Social Security, and Medicare taxes.

Annual Federal Unemployment (FUTA) Return – Form 940

Internal Revenue Service
May Apply
Renewal: annual
Type: filing

FUTA tax is credited against state unemployment taxes.

Compliance Calendar (summary)

compiled from above agencies
Required
Renewal: annual
Type: permit

Adjust dates if the LLC’s formation anniversary or fiscal year differs from the calendar year. All deadlines are calendar‑date based; if a deadline falls on a weekend or legal holiday, the due date is the next business day.

Step-by-Step Compliance Guide

  1. First, obtain an Employer Identification Number (EIN) from the Internal Revenue Service, as it is required for your tax preparation business.
  2. Next, comply with IRS Circular 230 regulations, which govern standards of practice for those giving tax advice.
  3. You must also adhere to the FTC’s Tax Preparer Protection Rule, focusing on advertising and consumer protection standards.
  4. Maintain thorough records of all federal tax returns you prepare, as this is a critical IRS requirement.
  5. Professional Liability / Errors & Omissions Insurance is required by the IRS, with fees ranging from $500.00 to $2000.00 for a one-time payment.
  6. Ensure compliance with the FTC’s Fair Advertising and Consumer Protection Standards to avoid potential penalties.
  7. Obtain a Preparer Tax Identification Number (PTIN) from the IRS, which has an annual renewal fee of $30.99.
  8. Finally, fulfill your annual federal income tax filing obligations as an LLC, with associated fees varying.

Common Mistakes to Avoid

  • Forgetting to obtain an EIN will prevent you from legally operating your tax preparation business.
  • Ignoring IRS Circular 230 can lead to penalties and loss of practice privileges.
  • Failing to comply with FTC advertising rules can result in legal action and fines.
  • Inadequate record keeping can lead to IRS audits and potential penalties.
  • Assuming a general business license covers tax preparation services; specific requirements apply.

Frequently Asked Questions

What is an EIN and why do I need one?

An Employer Identification Number (EIN) is a unique tax ID number assigned by the IRS to businesses, similar to a Social Security number for individuals. As a tax preparer operating as an LLC in Fargo, ND, you'll need an EIN to file taxes and manage your business finances.

What does IRS Circular 230 entail?

IRS Circular 230 outlines the regulations governing tax professionals, ensuring they adhere to specific standards of practice. Compliance with Circular 230 demonstrates your competence and ethical conduct when providing tax advice and preparing returns.

Are there specific advertising rules I need to follow?

Yes, the FTC’s Tax Preparer Protection Rule and Fair Advertising Standards dictate how you can advertise your services. These rules aim to protect consumers from deceptive or misleading claims and ensure transparency in pricing and services.

How long should I retain tax records for my clients?

The IRS requires tax preparers to maintain records of federal tax returns prepared for at least three years from the date they were filed, or the due date, whichever is later. Proper record retention is crucial for potential audits or inquiries.

What is the cost of Professional Liability Insurance?

The IRS requires Professional Liability / Errors & Omissions Insurance for tax preparers, and the cost can range from $500.00 to $2000.00 as a one-time fee. This insurance protects your business from potential claims of negligence or errors in your tax preparation services.

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